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IP IntelligencePatent CriticalitiesThe invention is new - and still not patentable

Patent criticality

The invention is new - and still not patentable

If nobody has ever done this, why can I not patent it?

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The 90-second version

Indian law has a filter that operates completely independently of novelty and inventive step. Section 3 lists things that are not inventions at all - and something can be entirely new, genuinely clever, commercially valuable, and still fall inside it.

What section 3 actually does

Section 3 does not ask whether anyone has done it before. It asks what kind of thing it is. If the answer is a mathematical or business method, a computer programme per se, an algorithm, a method of treatment of humans or animals, a mere discovery of something occurring in nature, a mere admixture, a mere rearrangement of known devices, a method of agriculture or horticulture, a presentation of information, an aesthetic creation, or several other listed categories, it is simply outside the system.

Section 4 historically barred inventions relating to atomic energy outright; that position was changed by the SHANTI Act, 2025, which amended section 4 so that nuclear-energy inventions are no longer excluded as a class - though government-reserved activities remain restricted. There is no argument about novelty that fixes a section 3 problem, because novelty was never the question.

Where it bites hardest

Three clauses account for most refusals in practice. Section 3(d) catches new forms of known substances that do not show enhanced efficacy, and is a second gate for pharmaceutical and chemical inventions on top of novelty and inventive step. Section 3(k) catches software and business methods, though the case law is more nuanced than the reputation suggests. Section 3(i) catches methods of medical treatment, including diagnostic and therapeutic methods - though products used in treatment remain patentable.

The practical response is almost always about claim category and framing, not about arguing that the exclusion should not apply. A method of treatment may become a claim to a device or a composition. A software method may become a claim to a system delivering a specific technical effect.

Law / rule

Sections 3 and 4 of the Patents Act 1970.

Court interpretation

The Supreme Court has treated section 3(d) as a second tier of qualification for pharmaceutical and chemical substances, over and above novelty and inventive step - so a substance can pass both and still fail.

Patent Office practice

Section 3 objections are frequently raised alongside novelty and inventive step in the same report, and each has to be answered separately. Note also that section 4 was amended by the SHANTI Act, 2025 - check the current position before assuming an atomic-energy exclusion applies.

Practical guidance

Decide claim category before drafting. It is far cheaper to frame an invention correctly at the start than to re-frame it under objection.

The common mistake

Answering a section 3 objection with evidence of novelty. They are unrelated questions.

What to watch

Method claims in life sciences, and any claim whose only concrete step happens inside a computer.

What happens next

Read section 3 clause by clause against your own claims before filing. Fifteen minutes there saves a year later.

Sources & further reading

Related

Thinking about filing?

Before anything is drafted, the useful work is establishing what is already public, what is genuinely yours, and what you can honestly claim.

Educational guidance, not legal advice. This material is published by Ragulika IP for general education and information. It is not legal advice, it does not create a professional-client relationship, and it is not a substitute for advice on your own facts. Patentability, infringement, prosecution strategy and every other IP outcome turn on the specific facts and on the law and Patent Office practice as they stand at the time you act. Please take professional advice before making a decision, and read the underlying provision or judgment before relying on any point stated here.

Last reviewed by Ragulika IP on 2026-08-23. Indian patent law and Patent Office practice change; check the position before you rely on it.