IP Intelligence › In Simple Words › Section 3(d)
In simple words
Section 3(d)
Also called: New form of a known substance
You have made a salt of a known drug that is easier to formulate, more stable and better absorbed. Every chemist would call that an improvement. Indian patent law asks a narrower question.
- In simple words
- A provision that treats a new form of a known substance as unpatentable unless it differs significantly in properties with regard to efficacy, and also bars the mere discovery of a new property or new use of a known substance.
- Think of it as
- A second gate that pharmaceutical and chemical inventions must pass, after novelty and inventive step.
- Why it matters
- The Explanation deems salts, esters, ethers, polymorphs, metabolites, pure form, particle size, isomers, mixtures of isomers, complexes and combinations to be the same substance unless a significant difference in efficacy is shown. For a medicine, the Supreme Court has held that efficacy here means therapeutic efficacy, judged strictly - and that improved bioavailability does not by itself establish it.
- A simple example
- A crystalline form with better flow properties, lower hygroscopicity and around 30 per cent higher bioavailability was held not to clear section 3(d) in the absence of evidence of enhanced therapeutic effect.
- Common mistake
- Assuming section 3(d) blocks all incremental innovation. It does not. It requires evidence of enhanced therapeutic efficacy - which means the data has to be generated and put on the file.
Sources & further reading
Related
The case that defined what "efficacy" means
Section 3(k)
Section 3(k) excludes a mathematical method, a business method, a computer programme **per se**, and algorithms from being inventions.
Why a good invention still gets a Section 3 objection
A section 3 objection is a subject-matter objection, and it is answered by evidence and framing rather than by arguing about the prior art. Each clause has its own t…
Any improvement to a known product can be patented.
An improvement has to be more than a workshop change, and in chemistry and pharmaceuticals a new form of a known substance faces a further test under section 3(d).
Keep going.
Every explanation here links to the ones next to it. Follow the thread rather than the menu.
Educational guidance, not legal advice. This material is published by Ragulika IP for general education and information. It is not legal advice, it does not create a professional-client relationship, and it is not a substitute for advice on your own facts. Patentability, infringement, prosecution strategy and every other IP outcome turn on the specific facts and on the law and Patent Office practice as they stand at the time you act. Please take professional advice before making a decision, and read the underlying provision or judgment before relying on any point stated here.
Last reviewed by Ragulika IP on 2026-08-23. Indian patent law and Patent Office practice change; check the position before you rely on it.
